Have you experienced a loss or decline in your investment or retirement account?
Recover Your Investment Losses
(No Fee Unless We Recover)
Just some of our Successful & Won Cases...
Recommend risky investments?
Excessively trade your account?
Execute unauthorized trades?
Over-concentrate your portfolio?
Earn huge commissions while you lost money?
Excessive use of margin?
Recommend unsuitable investments?
Sell you a high risk private placement?
Sell you highly leveraged ETF’s?
Fail to limit securities losses?
Do you feel your brokerage firm or broker did not manage your account as expected or did not follow your investment objectives?
$150,000 FINRA Award against Merrill Lynch, Pierce, Fenner & Smith, Inc. for unsuitable investments and failure to supervise.
$115,000 FINRA Award against Oppenheimer & Co. for churning and unauthorized trading.
Multi-Million Dollar Securities fraud claims in Settled in Federal Court.
Did Your Broker or Financial Advisor…
Alan L. Frank Law Associates, P.C. has achieved multi-million dollar recoveries for our clients. We have extensive litigation experience in State and Federal Court, and have successfully litigated cases throughout the United States.
Million Dollar investor dispute claim Settled in Arbitration.